top of page

ERISA 408(b)(2) Disclosure

Infinex Investments, Inc. (“Infinex”, “we”, “us”, or “our”) is committed to assisting you as a responsible plan fiduciary in your assessment of the reasonableness of compensation paid for services rendered to your plan. Infinex has designed this portion of our website with the goal of providing you the information you need. In order to begin this process, you will need to know how the investment program used by your plan is structured. There are three types of investment program structures available to retirement plans through Infinex.


Please read the descriptions below and click on the link that applies to your plan's investment program.

Infinex Brokerage Account(s): Under this investment program structure, a brokerage account(s) is / are opened directly with Infinex and carried by Pershing, LLC. A variety of investment securities are available to the account(s), including but not limited to mutual funds, stocks, bonds, ETF's, UITs, etc. If you have or will open a brokerage account or accounts directly with us. Click here for the Brokerage Account Commission Schedule and click here for the Brokerage Account Fee Schedule.

Direct Mutual Funds: Under this investment program structure, mutual funds and collective trusts are the only investments offered, and an account is opened directly with a mutual fund company or third party record keeper. Click here for details.


Insurance Products: Under this investment program structure, a group annuity contract, group funding agreement, or other insurance company issued contract is established directly with an insurance company record-keeper. Within such an annuity or funding contract, the insurance company provides a specific menu of mutual funds or separate accounts for investment. Click here for details.

bottom of page