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Compliance
A well-organized compliance program is critical to the long-term success of your bank's investment program, and it's an area that we take seriously. As a firm owned by and dedicated exclusively to community banks, Infinex has more experience and understanding of the compliance obligations of its client banks. We continually monitor the changing legal and regulatory environment and regularly advise our bank clients on new regulatory initiatives.

Infinex will help minimize your risk by implementing and managing an aggressive, consistent compliance program. We offer a dedicated staff combined with one-on-one service to ensure that our program is fully integrated with your existing internal compliance program. Investment executives are generally audited twice a year (often by surprise branch visits) by a team of Infinex external auditors. This results in a report card to management that clearly outlines any corrective actions needed. For day-to-day issues, we have instituted 24-hour turn around for any marketing or advertising request, a level of responsiveness unmatched by our competitors.





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Primary Office
Infinex Financial Group
538 Preston Avenue, Meriden, CT 06450
Email: getmoreforyourbank@infinexgroup.com
P. 800.218.2827
F. 203.599.6001

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Securities offered through Infinex Investments, Inc., member FINRA/SIPC. Nothing on this website is an offer to buy or sell securities.



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