John joined Infinex Financial Group in 1996 in the Operations / Client Service Area. He has served as the Financial and Operations Principal of Infinex since 1999. He is responsible for investment advisory compliance initiatives and for continuing education of Infinex representatives and staff.

From 1979 to 1996, John served in both a community mutual savings bank and in a large commercial bank’s Trust Department. His banking experience includes managing retirement plan departments, serving as the operations manager of a bank-based securities broker / dealer and insurance agency, and loan servicing.

John holds the Certified Regulatory and Compliance Professional designation and is a member of the National Society of Compliance Professionals. He holds the registered representative, investment adviser representative, general securities principal, registered options principal, financial and operations principal (introducing), and municipal securities principal registrations.

He is a graduate of the University of Connecticut with a Bachelor’s Degree magna cum laude with Distinction in Economics and is a member of the Phi Beta Kappa and Phi Kappa Phi academic honor societies.